Common Misconceptions in Year 12 OCR Law and How to Correct Them | Year 12 OCR 法律常见误区与纠正方法

📚 Common Misconceptions in Year 12 OCR Law and How to Correct Them | Year 12 OCR 法律常见误区与纠正方法

Many students beginning their OCR A Level Law journey hold onto oversimplified ideas about criminal liability, the roles of actus reus and mens rea, and the workings of key defences. These misunderstandings can cost valuable marks in both the AS and A Level examinations. This article identifies the most persistent misconceptions and provides clear corrections, helping you to refine your legal reasoning and apply the law with precision.

很多刚开始学习 OCR A Level 法律的学生,对刑事责任、犯罪行为与犯罪意图的作用以及主要抗辩理由的运作方式抱有过于简化的认识。这些误解会在 AS 和 A Level 考试中导致不必要的失分。本文梳理了最常见的顽固误区,并提供了清晰的纠正方法,帮助你完善法律推理,精准地适用法律。

1. Actus Reus Is Just the Physical Act | 犯罪行为仅仅是身体动作

Many students believe actus reus simply means ‘the guilty act’ in the sense of a positive physical movement. In reality, actus reus can consist of three distinct elements: conduct (an act or omission), any required consequences (such as death in homicide), and the surrounding circumstances (for example, the absence of consent in sexual offences). Failing to recognise that an omission can satisfy the actus reus where a duty of care exists is a common error. A defendant may be liable for failing to act if they have a statutory duty, a contractual duty, a duty arising from a relationship, a duty they have voluntarily assumed, or a duty created by their own dangerous conduct.

许多学生认为犯罪行为仅仅指积极的身体动作意义上的 ‘违法行为’。实际上,犯罪行为可由三个不同要素构成:行为(作为或不作为)、任何要求的结果(如杀人罪中的死亡)以及相关情形(例如性犯罪中缺乏同意)。最常见的错误是未能认识到,在存在注意义务( duty of care )的情况下,不作为也可以满足犯罪行为的要件。如果被告负有法定义务、合同义务、因关系产生的义务、自愿承担的义务或因其自身危险行为产生的义务,那么未履行该义务也可能导致其承担责任。

A classic illustration is R v Stone & Dobinson (1977), where the defendants undertook the care of Stone’s anorexic sister and then failed to summon help when she became seriously ill. Their omission, combined with a duty they had voluntarily assumed, was sufficient for the actus reus of manslaughter. Make sure you check for any duty whenever a question involves a failure to act.

一个经典的案例是 R v Stone & Dobinson (1977),两名被告承诺照顾斯通患有厌食症的妹妹,但在她病重时没有寻求帮助。他们的不作为,加上他们自愿承担的照顾义务,足以构成过失杀人罪的犯罪行为。务必记住,只要案件涉及不作为,就要检查是否存在任何义务。

Also, be careful not to treat ‘state of affairs’ crimes as requiring a voluntary act. In offences like Larsonneur (1933) where the defendant was ‘found’ in the UK without permission, her presence alone constituted the actus reus even though she had been brought there involuntarily. OCR examiners expect you to note that the actus reus must normally be voluntary, but these exceptional cases exist.

此外,注意不要认为 ‘状态犯’ 需要有自愿行为。在像 Larsonneur (1933) 这类案件中,被告被 ‘发现’ 未经许可身处英国,仅仅她的人身在场就构成了犯罪行为,即使她是被非自愿带到那里的。OCR 阅卷官期望你指出,犯罪行为通常必须是自愿的,但也存在这些例外情况。


2. Mens Rea Always Means Intention | 犯罪意图一定是指故意

A second major misconception is equating mens rea solely with direct intention. In OCR Law, mens rea can take several forms, including direct intention, oblique (indirect) intention, recklessness, and in rare instances negligence. When a question asks about criminal liability, students often jump straight to ‘the defendant intended the consequence’ without exploring whether the evidence supports a finding of recklessness instead.

第二个主要误区是将犯罪意图仅仅等同于直接故意。在 OCR 法律中,犯罪意图可以有多种形式,包括直接故意、间接故意、轻率以及在极少数情况下的过失。当问题问到刑事责任时,学生常常直接跳到 ‘被告意图造成该后果’,而没有探究证据是否反而支持成立轻率。

Direct intention is the defendant’s aim or purpose. Oblique intention applies where the consequence was virtually certain to result from the defendant’s actions and the defendant appreciated that virtual certainty — established in R v Woollin (1998). Recklessness, assessed subjectively under R v G (2003), requires the defendant to foresee a risk of the prohibited consequence occurring and, in the circumstances known to them, to go on to take that risk unreasonably. Students frequently misapply the old Caldwell objective test, which is no longer good law for criminal damage and non-fatal offences. Make sure you use the current subjective test.

直接故意是指被告的目的或意图。间接故意适用于:从被告的行为来看,后果几乎是确定会发生的,且被告本人认识到这种几乎确定性——此标准由 R v Woollin (1998) 确立。轻率,根据 R v G (2003) 采取主观判断,要求被告预见到被禁止的后果发生的风险,并且在已知的情况下,不合理地选择承担该风险。学生经常误用过时的 Caldwell 客观标准,该标准对刑事损害和非致命犯罪已不再是有效法律。务必使用现行的主观标准。

Another nuance: some offences require a specific form of mens rea, such as ‘maliciously’ (meaning intention or recklessness as in R v Cunningham 1957) or ‘dishonestly’ (defined in R v Ghosh 1982 but now updated by Ivey v Genting Casinos 2017 for theft and fraud). Never assume all mens rea terms mean the same thing; define each precisely.

另一个细微之处在于:有些罪行要求特定形式的犯罪意图,例如 ‘恶意地’(指故意或轻率,如 R v Cunningham 1957 案所示)或 ‘不诚实地’(过去由 R v Ghosh 1982 案定义,但盗窃和欺诈案件现在由 Ivey v Genting Casinos 2017 案更新)。切勿假定所有犯罪意图术语含义相同;要逐一精准定义。


3. Causation Is Just a Simple Link | 因果关系只是简单联系

When tackling result crimes, students often assert that the defendant ’caused’ the harm without analysing the two-stage legal test. OCR examiners require you to establish both factual causation (the ‘but for’ test from R v White 1910) and legal causation (the defendant’s act must be the substantial and operating cause of the harm). Skipping either stage is a common mistake that leads to weak application.

在处理结果犯罪时,学生常常只是断言被告 ‘造成了’ 损害,却不分析法律上的两阶段检验。OCR 阅卷官要求你同时确证事实因果关系(’若非’ 检验,源自 R v White 1910 案)和法律因果关系(被告的行为必须是损害的重大且有效的致因)。遗漏任一阶段都是常见错误,会导致法律适用论证薄弱。

Factual causation asks: but for the defendant’s conduct, would the result have occurred at that time and in that way? If the answer is yes, factual causation is missing. In White, the defendant put poison in his mother’s drink, but she died of an unrelated heart attack before drinking it. He was not the factual cause of her death, though he was liable for attempted murder.

事实因果关系要问:如果不是因为被告的行为,结果是否会在那个时间、以那种方式发生?如果答案是肯定的,则不存在事实因果关系。在 White 案中,被告往母亲的饮料里下毒,但她却因突发心脏病而死,根本没喝下毒药。他不是母亲死亡的事实原因,但他仍构成谋杀未遂。

Legal causation requires the defendant’s act to be an operative and substantial cause. The thin skull rule (R v Blaue 1975) means the defendant must take the victim as they find them. Medical treatment will only break the chain of causation if it is ‘so independent of the defendant’s acts and in itself so potent in causing death’ that the original wound ceases to be an operating cause (R v Cheshire 1991). The victim’s own acts, such as escaping from a threat, may not break the chain if they were reasonably foreseeable, though a free, deliberate and informed act by a third party or the victim can break it (R v Kennedy (No.2) 2007). Too often, students treat any medical negligence as an automatic break, which is incorrect.

法律因果关系要求被告的行为是有效且重大的致因。薄颅骨规则(R v Blaue 1975 案)意味着被告必须接受其受害者的本来状况。医疗行为只有在 ‘如此独立于被告的行为,且自身如此强烈地导致死亡’,从而使得原初创伤不再是有效的致因时,才会中断因果关系链条(R v Cheshire 1991 案)。受害者为逃离威胁而采取的行为,如果是可合理预见的,也可能不会中断链条;但第三方或受害者本人作出的自由、故意、知情的介入行为则可以中断链条(R v Kennedy (No.2) 2007 案)。学生们常常误以为任何医疗过失都会自动中断因果链条,这是不正确的。


4. Strict Liability Means ‘No Fault at All’ | 严格责任意味着 ‘完全没有过错’

A surface-level understanding of strict liability can cause confusion. Students often write that a defendant is ‘guilty without any fault’, which oversimplifies the doctrine. In strict liability offences, the prosecution is relieved of proving mens rea in relation to at least one element of the actus reus, but it does not mean the defendant cannot raise a defence. For instance, the defence of due diligence is available in many regulatory offences created under statute.

对严格责任的表面理解会造成混淆。学生常常写道被告 ‘在没有任何过错的情况下有罪’,这过分简化了此原理。在严格责任犯罪中,控方被免除了对犯罪行为中至少一个要素证明犯罪意图的责任,但这并不意味着被告不能提出抗辩。例如,在许多依据成文法设立的监管犯罪中,被告可以提出尽到应有的注意( due diligence )的抗辩。

A key misconception relates to age and strict liability. Children under the age of criminal responsibility (10 in England and Wales) cannot be convicted even of strict liability offences, a point students often miss. Moreover, some strict liability offences still require proof of a minimal level of fault, such as the absence of any reasonable excuse. When discussing the rationale for strict liability — the protection of public health, safety, and the environment — avoid presenting it as a blanket ‘no fault’ regime. Use cases like Harrow LBC v Shah (1999) where the sale of a lottery ticket to a minor was held to be an offence of strict liability, illustrating how the policy of protecting vulnerable groups outweighs the requirement for mens rea.

一个关键的误区与年龄有关。未达到刑事责任年龄(英格兰和威尔士为 10 岁)的儿童,即使是在严格责任犯罪下也不能被定罪,这一点学生经常漏掉。此外,一些严格责任犯罪仍然要求证明存在最低限度的过错,例如没有合理理由。在讨论严格责任的理论依据——保护公共健康、安全和环境——时,切忌将其表述为非黑即白的 ‘无过错’ 制度。要援引如 Harrow LBC v Shah (1999) 这类案件,该案判定向未成年人出售彩票属于严格责任犯罪,由此说明保护弱势群体的政策考量高于对犯罪意图要件的要求。


5. Assault and Battery Are the Same Offence | 殴打和袭击是同一个犯罪

Under the common law non-fatal offences against the person, students routinely confuse assault and battery. They are distinct crimes: assault is the intentional or reckless causing of another person to apprehend immediate and unlawful personal violence; battery is the intentional or reckless application of unlawful force to another person. A defendant can commit an assault without ever touching the victim — words, gestures, or even silence in some situations can constitute an assault.

在普通法下的非致命人身伤害罪中,学生经常混淆袭击( assault )与殴打( battery )。它们是不同的犯罪:袭击是指故意或轻率地使他人对即时且非法的人身暴力产生恐惧;殴打是指故意或轻率地对他人非法施力。被告可以在从未触碰受害者的情况下实施袭击——言语、手势,甚至在某些情境下的沉默,都可以构成袭击。

The leading case R v Ireland (1997) confirmed that silent phone calls can amount to an assault if they cause the victim to apprehend immediate violence. Note that ‘immediate’ does not mean instantaneous; it can mean ‘imminent’ as in Smith v Chief Superintendent, Woking Police Station (1983) where the defendant looked through a window at a woman in her nightclothes. Many students also incorrectly believe that words alone cannot negate an assault. The rule from Tuberville v Savage (1669) — ‘If it were not assize-time, I would not take such language from you’ — shows that words accompanying a threatening gesture can explain that no violence is intended, thus preventing the act from being an assault. Apply this carefully.

主导性案例 R v Ireland (1997) 确认,沉默的骚扰电话如果导致受害者对即时的暴力产生恐惧,也可构成袭击。请注意,’即时的’ 并非指瞬间发生;它可以指 ‘逼近的’,正如 Smith v Chief Superintendent, Woking Police Station (1983) 案所示,被告透过窗户窥视一名身着睡衣的女性。许多学生还错误地认为单凭言语无法否定袭击。基于 Tuberville v Savage (1669) 案的规则——’如果不是开庭期,我绝不会容忍你这样对我说话’——表明伴随威胁性手势的言语,可以解释并无实施暴力的意图,从而阻止该行为构成袭击。要细致地适用这一点。


6. All Unlawful Killings Are Murder | 所有非法杀害都是谋杀

Homicide refers to the unlawful killing of a human being, but it is an umbrella term, not a single offence. The most serious form is murder, requiring the actus reus of unlawful killing of a reasonable person in being under the Queen’s peace, and the mens rea of intention to kill or cause grievous bodily harm. However, not all unlawful killings attract a murder conviction. Voluntary manslaughter occurs when a defendant would otherwise be guilty of murder but has a partial defence — loss of control (replacing the old provocation defence), diminished responsibility, or suicide pact. Involuntary manslaughter covers killings where the defendant lacks the intent for murder but still acted unlawfully, either through an unlawful and dangerous act (constructive manslaughter) or by gross negligence.

杀人是指非法剥夺他人生命,但它是一个总括术语,而非单一的犯罪。最严重的形式是谋杀,要求满足犯罪行为:非法杀害王国内处于和平状态下的有理性的人类;以及犯罪意图:意图杀人或造成严重身体伤害。然而,并非所有非法杀害都会被判定为谋杀罪。非预谋杀人罪( voluntary manslaughter )发生在被告原本将构成谋杀,但却拥有部分辩护理由的情形下——包括失控(取代了旧有的挑衅辩护)、责任能力减轻和自杀协定。非自愿非预谋杀人罪( involuntary manslaughter )涵盖被告不具有谋杀意图但仍实施了非法行为的杀害,方式要么是通过非法且危险的行为(推定非预谋杀人罪),要么是因重大过失所致。

A common error is to treat constructive manslaughter as requiring recklessness as to harm. The correct test from R v Church (1966) asks: was the defendant’s act unlawful; was it objectively dangerous in the sense that a sober and reasonable person would recognise a risk of some physical harm; and did that act cause the death? The mens rea relates only to the underlying unlawful act, not to the death. Similarly, gross negligence manslaughter — assessed via R v Adomako (1994) — requires a duty of care, a breach of that duty which caused death, and a grossly negligent breach that the jury considers so bad as to amount to a crime. Do not conflate these tests.

一个常见错误是把推定非预谋杀人罪( constructive manslaughter )视同要求对造成伤害具有轻率心态。正确的检验标准来自 R v Church (1966):被告的行为是否非法;从客观上看,其行为是否危险,即一个清醒且理性的人是否会认识到存在某种人身伤害的风险;以及该行为是否导致了死亡?犯罪意图仅与基础非法行为有关,而非针对死亡本身。类似的,依据 R v Adomako (1994) 判定的重大过失非预谋杀人罪要求证明:存在注意义务、违反了该义务并导致了死亡,且该过失违反行为严重到应由陪审团认定为犯罪的程度。切勿混淆这些检验标准。


7. Self-Defence Is Always a Complete Defence | 自我防卫始终是完全抗辩

Self-defence (which includes the defence of another and prevention of crime) can result in a complete acquittal, but only if the force used was reasonable in the circumstances as the defendant genuinely believed them to be. OCR students often fail to appreciate the two-stage test in R v Owino (1995): first, did the defendant genuinely believe it was necessary to use force, judged subjectively; second, was the degree of force objectively reasonable? A genuine belief can be mistaken, and even an intoxicated mistake can be taken into account for this defence as per R v O’Grady (1987), though it leads to different sentencing outcomes.

自我防卫(包括防卫他人和防止犯罪)可以带来全面无罪开释,但前提是,在被告真实相信的情形下,所使用的武力在当时的环境中是合理的。OCR 考生常常未能领会 R v Owino (1995) 案中的两步检验:第一,主观判断被告是否真实相信使用武力是必要的;第二,客观评估武力的程度是否合理。真实的相信可以是错误的,甚至依据 R v O’Grady (1987) 案,因醉酒产生的错误信念在考量该抗辩时也可纳入,尽管这会导致不同的量刑结果。

However, excessive force does not provide a partial defence to murder; it leads to a conviction for murder, not manslaughter (see R v Clegg 1995). This contrasts with the partial defence of loss of control or diminished responsibility. In the context of householder cases, the Criminal Justice and Immigration Act 2008, s.76, provides that the degree of force may be disproportionate but not grossly disproportionate. Students often forget the statutory gloss and revert to ‘automatic self-defence’. Always analyse the facts fully.

但是,过当的武力不提供对谋杀的部分抗辩;它会导致谋杀罪成立,而非误杀罪(参见 R v Clegg 1995 案)。这与失控或责任能力减轻的部分抗辩形成对比。在住所主人的案件中,《2008 年刑事司法与移民法》第 76 条规定,所使用的武力程度可以是不相称的,但不能是严重不相称的。学生们常常忘记这一立法性注释,而回退到 ‘当然的自我防卫’。务必始终全面分析事实。


8. Voluntary Intoxication Is No Defence at All | 自愿醉酒绝不能作为抗辩理由

Students either ignore intoxication entirely or treat it as a complete defence. The correct position is nuanced. Voluntary intoxication (alcohol or other drugs) is never a defence to a basic intent crime — DPP v Majewski (1976) — but it can be a partial answer for crimes of specific intent. If a defendant is so intoxicated that they cannot form the specific intent required (e.g. intent to kill for murder), they may be acquitted of that offence but can still be convicted of a lesser basic intent offence (e.g., manslaughter). This is not a ‘defence’ in the strict sense but rather a denial of mens rea.

学生要么完全忽略醉酒问题,要么将其视为一个完整的抗辩。正确的立场是有细微差别的。自愿醉酒(酒精或其他毒品)永远不能作为基本意图犯罪的抗辩理由——DPP v Majewski (1976) 案——但对于特定意图犯罪,则可以提供部分的答辩。如果被告醉到无法形成所需的特定意图(例如谋杀的杀人意图),他们可能被宣告该罪不成立,但仍可被判定犯有较轻的基本意图犯罪(例如非预谋杀人罪)。这并非严格意义上的 ‘抗辩’,而是否定犯罪意图的成立。

A common error is misclassifying crimes. Murder and robbery are specific intent; manslaughter, assault, battery, and s.47 ABH are basic intent. Intoxication will rarely be relevant to these basic intent crimes. Additionally, involuntary intoxication — where the defendant is given alcohol or drugs unknowingly — can provide a complete defence if the defendant lacked the mens rea and was not responsible for their condition. But the burden lies on the defence to prove they were not at fault.

一个常见错误是犯罪分类错误。谋杀和抢劫是特定意图犯罪;非预谋杀人、袭击、殴打和依据第 47 条的实际身体伤害是基本意图犯罪。醉酒很少与这些基本意图犯罪产生关联。此外,非自愿醉酒——被告在不知情的情况下被给予酒精或毒品——如果被告缺乏犯罪意图且对其状态不负有责任,则可以提供完整抗辩。但辩方负有证明其无过错的举证责任。


9. Secondary Participation Means Equal Liability | 次要参与人承担同等责任

In group-based scenarios, students often charge all defendants with the same offence without distinguishing between principal and secondary parties. A secondary party is one who aids, abets, counsels, or procures the commission of the principal offence (Accessories and Abettors Act 1861, s.8). Their liability arises from their act of assistance or encouragement, and they must have the necessary mens rea — at least an intention to assist or encourage the principal in the conduct element of the crime, and knowledge of the essential matters that make up that crime. The level of culpability may differ from the principal, particularly where the principal departs from the joint plan.

在涉及团体的情景中,学生经常不区分主犯( principal )与次要参与人( secondary party ),就对所有被告提出同样的指控。次要参与人是指那些帮助、教唆、建议或促成主要罪行实施的人(《1861 年从犯与教唆者法》第 8 条)。其责任来源于他们的帮助或鼓励行为,且他们必须具备必需的犯罪意图——至少意图在犯罪的行为要素方面帮助或鼓励主犯,并知晓构成该犯罪的基本事项。其可责难程度可能与主犯不同,特别是在主犯偏离共同计划的情况下。

The principle of joint enterprise, now clarified by R v Jogee (2016), requires foresight of what the principal might do, but the secondary party must also intend to assist or encourage that act. Students mistakenly apply the old foresight-only test from Chan Wing-Siu, which was overruled. For exam success, you must articulate that foresight is evidence of intent, not a substitute for it. Furthermore, withdrawal from participation is possible before the crime is committed, but it must be timely and communicated effectively.

共同犯罪原则,现已由 R v Jogee (2016) 案澄清,要求对主犯可能实施的行为有预见,但次要参与人也必须意图协助或鼓励该行为。学生们错误地适用了已被推翻的、来自 Chan Wing-Siu 案的旧有 ‘仅凭预见’ 标准。为在考试中取得成功,你必须阐明,预见是意图的证据,而非意图的替代品。此外,在犯罪实施前退出参与是可能的,但该退出必须及时并有效地传达。


10. Case Law Is Just for Illustration | 判例法仅仅用作说明

A final and pervasive misconception is that learning the facts of cases is optional, or that simply dropping a name into an answer suffices. In OCR Law, the material facts and the legal principle (ratio decidendi) of a case are the primary sources. Students who merely name a case without explaining how it applies to the scenario fail to demonstrate the ‘application’ skill required for AO2. Examiners look for the ability to analogise and distinguish cases based on their material facts.

最后一个普遍存在的误区是,认为学习案件事实是可选的,或者在答案中简单提一个案件名称就足够了。在 OCR 法律中,案件的重大事实( material facts )和法律原则( ratio decidendi )是主要渊源。仅仅提到案件名称而不解释其如何适用于该情景的学生,无法展示 AO2 所要求的 ‘应用’ 技能。阅卷官看重的是,能够根据重大事实进行类比和辨析案件的能力。

For instance, in a causation problem, it is not enough to write ‘The thin skull rule from Blaue applies’. You must identify that the defendant must take their victim with all their pre-existing conditions, and apply it to the given facts — e.g., a victim with a pre-existing heart condition dying from a minor blow. Similarly, when discussing R v Roberts (1971), you need to explain that the victim’s escape from a moving car was reasonably foreseeable, not just that ‘the chain of causation was not broken’. Build your answers around the case principle, not as an afterthought.

例如,在因果关系问题中,仅写 ‘来自 Blaue 案的薄颅骨规则适用’ 是不够的。你必须指出,被告必须接受其受害者所带有的所有既有状况,并将之适用于给定事实——例如,一位患有心脏病的受害者因一次轻微打击而死亡。同理,讨论 R v Roberts (1971) 时,你需要解释受害者从行驶中的汽车中跳出是可合理预见的,而不仅仅是说 ‘因果关系未中断’。围绕判例原则构建你的答案,而不是将之当作事后补充。

11. A Defendant Must Intend Every Consequence of Their Act | 被告必须意图其行为的每一后果

Connected to the earlier mens rea point, many students assume that criminal liability requires the defendant to have intended all the components of the actus reus. In reality, only those elements that the definition of the offence specifies as requiring mens rea need to be proved. For example, in criminal damage, you must prove intention or recklessness as to the destruction or damage of property belonging to another, but not necessarily as to the value of the damage. In murder, only intention to kill or cause GBH must be proved, not intention as to the precise manner of death.

与前述犯罪意图要点相关联,很多学生假定刑事责任要求被告意图了犯罪行为的所有组成部分。实际上,只有那些犯罪定义明确规定需要犯罪意图的要素才需要被证明。例如,在刑事损害中,你必须证明对于毁坏或损害属于他人的财产,被告存在故意或轻率,但不一定需要对损害价值的意图。在谋杀中,只需证明意图杀人或造成严重身体伤害,而不需要意图实现精确的死亡方式。

The doctrine of transferred malice addresses situations where the defendant intends to commit a crime against one person but actually harms another. The mens rea is transferred from the intended victim to the actual victim (R v Latimer 1886). However, malice cannot be transferred between offences of different types — R v Pembliton (1874) established that throwing a stone intending to hit a person but breaking a window could not transfer the mens rea for assault to the damage to property. Students frequently mishandle this by suggesting full transposition across all offences.

恶意转移原则( transferred malice )处理的是被告意图针对一人犯罪,却实际伤害了另一人的情形。犯罪意图从原意图的受害者转移至实际的受害者(R v Latimer 1886 案)。但是,恶意不得在不同类型的犯罪之间转移——R v Pembliton (1874) 案确立了,意图砸人而扔石头却打碎窗户,不能将对袭击的犯罪意图转移至对财产的损害。学生经常处理不当,主张恶意可以全面跨越所有犯罪进行转移。


12. The ‘MR’ and ‘AR’ Coincidence Rule Is Always Strict | 犯意与行为同时发生原则总是严格适用

The requirement that actus reus and mens rea must coincide in time can trap unwary students. The basic rule is that the mens rea must exist at the time of the actus reus. Yet the courts have developed exceptions to avoid injustice. The most notable is the concept of a series of acts treated as a single transaction: in Thabo Meli v R (1954), the defendants attacked a man, believed him dead, and threw him off a cliff. He died from exposure after the fall. The court held the entire episode could be viewed as one continuing act, so the earlier intent sufficed. This is further illustrated in R v Church (1965) where the defendant struck a woman, thought she was dead, and threw her body into a river where she drowned. The same principle applied.

犯罪行为与犯罪意图必须在时间上重合这一要求,常令不谨慎的学生落入陷阱。基本规则是,在犯罪行为发生之时,犯罪意图必须存在。然而,法院已发展出例外以避免不公。最显著的是将一系列行为视为单一交易过程的概念:在 Thabo Meli v R (1954) 案中,被告袭击一名男子,以为他已死,便将其抛下悬崖。受害者后来因坠落之后的暴露而死。法院认为,整个事件可被视为一个持续行为,因此先前的意图足矣。这一观点在 R v Church (1965) 案中得到了进一步说明,被告殴打一名妇女,以为她已死,将她的 ‘尸体’ 扔进河中,而她实际上是在河中溺亡的。同样的原则被适用。

Another situation where coincidence is relaxed is the continuing act doctrine: if a defendant forms mens rea during a continuing actus reus, liability can attach. In Fagan v MPC (1969), the defendant accidentally drove onto a policeman’s foot but then refused to move. The court found the actus reus of battery continued during the whole time the car remained on the foot, and the intent formed after the initial act could meet the coincidence requirement. Use these cases to explain how the rule is not abandoned but interpreted flexibly.

另一个在重合问题上有所放宽的情形是持续行为原则:如果被告在一个持续进行中的犯罪行为过程中形成了犯意,也可以产生责任。在 Fagan v MPC (1969) 案中,被告不慎将车开到一名警察的脚上,但随后拒绝驶离。法院认为,殴打的犯罪行为在整个车轮留在脚上的期间内持续进行,而在初始行为之后形成的意图也可以满足重合要求。要运用这些案例来解释,该规则并非被放弃,而是被灵活地解释。

Published by TutorHao | Law Revision Series | aleveler.com

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