Differentiation from First Principles and Basic Rules | 从第一性原理出发的微分法及基本求导法则

📚 Differentiation from First Principles and Basic Rules | 从第一性原理出发的微分法及基本求导法则

Differentiation is one of the foundation skills in Edexcel A Level Mathematics. It measures how a function changes as its input changes, and it is needed for tangents, normals, optimisation and curve sketching.

微分是 Edexcel A Level 数学的基础技能之一。它度量函数值随自变量变化而变化的速率,并且是求切线、法线、优化问题和曲线草图所必需的。


1. What is Differentiation? | 什么是微分

Differentiation is the process of finding the gradient function of a curve. For a straight-line graph y = mx + c, the gradient is constant, but for a curve the gradient changes at every point.

微分是求曲线斜率函数的过程。对于直线 y = mx + c,斜率是常数,但对于曲线,每一点的斜率都在变化。

Differentiation gives a new function f ′(x) that tells us the instantaneous rate of change of f(x) with respect to x. This is why the derivative is often called the gradient function.

微分给出了一个新函数 f ′(x),它告诉我们 f(x) 关于 x 的瞬时变化率。这就是为什么导数通常被称为斜率函数。


2. The First-Principles Formula | 第一性原理公式

The derivative can be defined from first principles using the gradient of a chord between two points close together. If the point is (x, f(x)) and a nearby point is (x + h, f(x + h)), then the chord gradient is given by the difference quotient.

导数可以用第一性原理来定义,即两个非常接近的点之间的弦的斜率。取点 (x, f(x)) 和邻近点 (x + h, f(x + h)),弦的斜率由差商给出。

As h tends to zero, the chord becomes the tangent, so the limit is the derivative. This definition is central to Edexcel AS Pure Mathematics and is often tested directly.

当 h 趋向于零时,弦变成切线,因此这个极限就是导数。这个定义是 Edexcel AS 纯数学的核心内容,并且经常被直接考查。

f ′(x) = lim (h → 0) [ f(x + h) − f(x) ] / h


3. Worked Example: f(x) = x² | 例题:f(x) = x²

To differentiate f(x) = x² from first principles, we substitute f(x + h) = (x + h)² into the formula.

要从第一性原理出发对 f(x) = x² 求导,我们将 f(x + h) = (x + h)² 代入公式。

Simplify (x + h)² − x² as x² + 2xh + h² − x² = 2xh + h². Dividing by h gives 2x + h, and as h → 0 the limit is 2x.

将 (x + h)² − x² 化简为 x² + 2xh + h² − x² = 2xh + h²。除以 h 得到 2x + h,当 h → 0 时极限为 2x。

f ′(x) = lim (h → 0) [ (x + h)² − x² ] / h = 2x

This shows that the gradient of y = x² at any point x is exactly 2x. It is a good idea to write every algebraic step clearly in Edexcel exam questions.

这表明 y = x² 在任意点 x 处的斜率恰好是 2x。在 Edexcel 考试题中,最好清晰地写出每一步代数运算。


4. Generalising to f(x) = xⁿ | 推广到 f(x) = xⁿ

Repeating the same process for f(x) = x³ gives f ′(x) = 3x². For f(x) = x⁴, the derivative is 4x³. This pattern leads to the power rule for differentiation.

对 f(x) = x³ 重复同样的过程会得到 f ′(x) = 3x²。对 f(x) = x⁴,其导数为 4x³。这一规律引出了微分的幂法则。

In general, for any real constant n, the power rule states that the derivative of xⁿ is nxⁿ⁻¹. This rule works for positive, negative and fractional powers, which is very useful across the Edexcel specification.

一般来说,对于任意实常数 n,幂法则指出 xⁿ 的导数是 nxⁿ⁻¹。该法则适用于正指数、负指数和分数指数,在整个 Edexcel 考试大纲中都非常有用。

d/dx (xⁿ) = nxⁿ⁻¹


5. Notation for Derivatives | 导数记号

Edexcel questions may use several notations for the derivative. The most common are f ′(x), y′, dy/dx and d/dx [ f(x) ]. All of these mean the same thing.

Edexcel 题目可能会使用几种导数记号。最常见的是 f ′(x)、y′、dy/dx 和 d/dx [ f(x) ]。它们都表示相同的含义。

When the derivative is evaluated at a specific point x = a, we write f ′(a) or dy/dx at x = a. Make sure you can move confidently between these notations.

当导数在特定点 x = a 处求值时,我们写作 f ′(a) 或 dy/dx 在 x = a 处。确保你能在这些记号之间自如转换。


6. Basic Differentiation Rules | 基本求导法则

Differentiation is linear, so constants, multiples and sums can be handled term by term. The constant rule says that the derivative of a constant is zero.

微分是线性的,因此常数、倍数和和可以逐项处理。常数法则指出,常数的导数为零。

For example, d/dx [5x³ − 2x + 7] = 15x² − 2, because the derivative of the constant 7 is 0. You do not need to use first principles every time once these rules are known.

例如,d/dx [5x³ − 2x + 7] = 15x² − 2,因为常数 7 的导数是 0。一旦掌握了这些法则,就不需要每次都使用第一性原理。

d/dx [ a f(x) + b g(x) ] = a f ′(x) + b g ′(x)


7. Tangents and Normals | 切线与法线

The tangent to y = f(x) at x = a has gradient f ′(a). Its equation is y − f(a) = f ′(a)(x − a). This is a standard exam application of differentiation.

y = f(x) 在 x = a 处的切线斜率为 f ′(a)。其方程为 y − f(a) = f ′(a)(x − a)。这是微分在考试中的标准应用。

The normal is perpendicular to the tangent, so its gradient is the negative reciprocal of the tangent gradient. If the tangent gradient is f ′(a), the normal gradient is −1 / f ′(a), provided f ′(a) is not zero.

法线垂直于切线,因此它的斜率是切线斜率的负倒数。如果切线斜率为 f ′(a),则法线斜率为 −1 / f ′(a),前提是 f ′(a) 不为零。

Tangent gradient = f ′(a), normal gradient = −1 / f ′(a)


8. Stationary Points | 驻点

A stationary point occurs where the tangent is horizontal, so we solve f ′(x) = 0. This gives the x-coordinates of possible maximum, minimum or inflection points.

驻点出现在切线为水平的位置,因此我们解方程 f ′(x) = 0。这会给出可能的极大值点、极小值点或拐点的 x 坐标。

Stationary points are central to optimisation problems in Edexcel A Level Mathematics. You should always find the y-coordinate by substituting back into the original function f(x).

驻点是 Edexcel A Level 数学中优化问题的核心。你应该始终通过代入原函数 f(x) 来求得 y 坐标。

f ′(x) = 0


9. Second Derivative and Nature | 二阶导数与驻点性质

The second derivative f ′′(x) is the derivative of f ′(x). It measures the rate of change of the gradient and helps determine the nature of a stationary point.

二阶导数 f ′′(x) 是 f ′(x) 的导数。它度量斜率的变化率,并有助于判断驻点的性质。

At a stationary point x = a, if f ′′(a) > 0, the point is a local minimum. If f ′′(a) < 0, the point is a local maximum. If f ′′(a) = 0, you should use a sign-change test on f ′(x) around a.

在驻点 x = a 处,如果 f ′′(a) > 0,该点是局部极小值点;如果 f ′′(a) < 0,该点是局部极大值点。如果 f ′′(a) = 0,你应该在 a 的附近对 f ′(x) 使用符号变化检验。


10. Common Mistakes and Exam Tips | 常见错误与考试提示

Common pitfalls include forgetting to differentiate constants, mishandling negative or fractional powers, and using the normal gradient incorrectly.

常见错误包括忘记对常数求导、错误处理负指数或分数指数,以及错误使用法线斜率。

Always simplify algebra before differentiating where possible. When a question says ‘using first principles’, you must show the full limit process, not just quote the power rule.

在可能的情况下,求导前先化简代数式。当题目说 ‘using first principles’ 时,你必须展示完整的极限过程,而不能只引用幂法则。

Practise switching between forms such as 1/x² = x⁻² and √x = x^½, because Edexcel papers frequently test these conversions before differentiation.

练习在诸如 1/x² = x⁻² 和 √x = x^½ 等形式之间转换,因为 Edexcel 试卷经常在求导前考查这些转换。


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