Steady-State Forced Vibration: Phasors, Impedance, and Transfer Functions | 稳态受迫振动:相量、阻抗与传递函数

📚 Steady-State Forced Vibration: Phasors, Impedance, and Transfer Functions | 稳态受迫振动:相量、阻抗与传递函数

When a damped harmonic oscillator is driven by a sinusoidal external force, the system initially undergoes a transient response that decays exponentially. After sufficient time, only the steady-state response remains, oscillating at the driving frequency with a constant amplitude and a fixed phase relative to the forcing. This steady-state forced vibration is elegantly described using three powerful mathematical tools: phasors, impedance, and transfer functions. These concepts unify mechanical and electrical oscillations, allowing us to predict resonance, phase lag, and energy dissipation in a wide range of physical systems.

当一个阻尼谐振子受到正弦外力的驱动时,系统最初会经历一个随时间指数衰减的瞬态响应。经过足够长时间后,只剩下稳态响应——它以外驱频率振荡,振幅恒定,并与强迫力保持固定的相位差。这种稳态受迫振动可以用三个强大的数学工具来优雅地描述:相量、阻抗和传递函数。这些概念将力学振动与电学振荡统一起来,使我们能够预测共振、相位滞后以及能量耗散,适用于各类物理系统。


1. The Driven Damped Oscillator | 受迫阻尼振子的运动方程

Consider a mass m attached to a spring of stiffness k and a viscous damper with damping constant c. The external driving force is F(t) = F₀ cos(ωt), where F₀ is the amplitude and ω is the angular frequency of the driver. Newton’s second law gives the equation of motion:

考虑一个质量为 m 的物体,连接在劲度系数为 k 的弹簧和阻尼系数为 c 的黏性阻尼器上。外部驱动力为 F(t) = F₀ cos(ωt),其中 F₀ 是力幅,ω 是驱动源的角频率。由牛顿第二定律可得运动方程:

m x″ + c x′ + k x = F₀ cos(ωt)

Dividing by m and defining the natural frequency ω₀ = √(k/m) and the damping ratio ζ = c / (2√(km)), we obtain:

将方程两边除以 m,并定义固有频率 ω₀ = √(k/m) 和阻尼比 ζ = c / (2√(km)),得到:

x″ + 2ζω₀ x′ + ω₀² x = (F₀/m) cos(ωt)

The general solution consists of a complementary solution (the transient) that decays as e^(−ζω₀t), and a particular solution that represents the steady-state oscillation. In steady state, the displacement oscillates at the driving frequency ω with amplitude A and phase φ relative to the applied force.

通解由两部分组成:余函数(即瞬态项)按 e^(−ζω₀t) 衰减,特解则代表稳态振荡。在稳态下,位移以驱动频率 ω 振荡,其振幅为 A,相对于外加力存在相位差 φ。


2. Phasor Representation | 相量表示法

A phasor is a complex number that encodes both the amplitude and phase of a sinusoidal quantity. The real physical displacement is the real part of a rotating complex vector: x(t) = Re[X e^(iωt)], where X is the complex amplitude. Similarly, the driving force is F(t) = Re[F₀ e^(iωt)]. Taking the force phasor as the reference (phase zero), we can write X = A e^(−iφ), meaning the displacement lags the force by phase φ.

相量是一个复数,它同时编码了正弦量的振幅和相位。真实的物理位移是旋转复矢量的实部:x(t) = Re[X e^(iωt)],其中 X 是复振幅。类似地,驱动力可写为 F(t) = Re[F₀ e^(iωt)]。以力的相量为参考(相位为零),记 X = A e^(−iφ),表示位移落后于力一个相位 φ。

Substituting the phasor forms into the equation of motion:

将相量形式代入运动方程:

(−mω² + i c ω + k) X = F₀

This algebraic equation replaces a second-order differential equation, greatly simplifying the analysis. The complex factor in parentheses plays the role of a mechanical impedance.

这个代数方程取代了二阶微分方程,大大简化了分析过程。括号中的复因子承担了力学阻抗的角色。


3. Mechanical Impedance | 力学阻抗

In mechanical systems, impedance is defined as the ratio of the driving force phasor to the resulting velocity phasor. Since velocity V = iωX, we obtain:

在力学系统中,阻抗定义为驱动力相量与所得速度相量之比。由于速度 V = iωX,我们得到:

Z(ω) = F/V = c + i(mω − k/ω)

The real part of Z represents the resistive (dissipative) component from damping, while the imaginary part combines the inertial reactance mω and the stiffness reactance −k/ω. When mω = k/ω, the imaginary part vanishes, and the impedance is purely real, corresponding to resonance.

Z 的实部代表来自阻尼的耗散(电阻性)分量,虚部则组合了惯性电抗 mω 与劲度电抗 −k/ω。当 mω = k/ω 时,虚部消失,阻抗为纯实数,此时对应共振。

The magnitude of the impedance is:

阻抗的模为:

|Z| = √[c² + (mω − k/ω)²]

This quantity determines how large a velocity is produced for a given driving force. At resonance, |Z| is minimized, leading to maximum velocity amplitude for a fixed force amplitude.

该量决定了在给定驱动力下能产生多大的速度。在共振时,|Z| 最小,因此在固定力幅下速度振幅达到最大。


4. Amplitude and Phase of Steady-State Response | 稳态响应的振幅与相位

From the impedance expression, we can directly extract the displacement amplitude:

由阻抗表达式可以直接提取位移振幅:

A = F₀ / √[(k − mω²)² + (cω)²]

Using the dimensionless frequency ratio r = ω/ω₀ and damping ratio ζ, this becomes:

使用无量纲频率比 r = ω/ω₀ 和阻尼比 ζ,上式变为:

A = (F₀/k) / √[(1 − r²)² + (2ζr)²]

The phase lag φ of the displacement relative to the force is given by:

位移相对于力的相位滞后 φ 由下式给出:

tan φ = 2ζr / (1 − r²)

At low frequencies (r ≪ 1), the displacement is nearly in phase with the force. At resonance (r = 1), the phase lag is exactly 90°. At high frequencies (r ≫ 1), the displacement approaches 180° out of phase with the force.

在低频段(r ≪ 1),位移与力几乎同相。在共振时(r = 1),相位滞后恰为 90°。在高频段(r ≫ 1),位移与力接近反相(相位差 180°)。


5. Frequency Response and Resonance | 频率响应与共振

The frequency response function H(iω) = X/F₀ provides the system’s output per unit force as a function of frequency. For the displacement, we have:

频率响应函数 H(iω) = X/F₀ 给出了系统在单位力作用下的输出随频率的变化。对于位移,我们有:

H(iω) = 1 / [k − mω² + i c ω]

The resonance peak occurs where the denominator magnitude is minimized. For light damping (ζ < 1/√2), the amplitude reaches its maximum at the resonant frequency ω_res = ω₀ √(1 − 2ζ²), which is slightly lower than the undamped natural frequency. The peak amplitude is:

共振峰出现在分母模取最小值之处。对于轻阻尼(ζ < 1/√2),振幅在共振频率 ω_res = ω₀ √(1 − 2ζ²) 处达到最大,该频率略低于无阻尼固有频率。峰值为:

A_max = (F₀/k) / [2ζ√(1 − ζ²)]

As damping decreases, the peak becomes sharper and shifts closer to ω₀. In the limit ζ → 0, the amplitude diverges at ω = ω₀, reflecting unbounded resonant growth in the absence of dissipation.

随着阻尼减小,共振峰变得更尖锐,并更接近 ω₀。在 ζ → 0 的极限下,振幅在 ω = ω₀ 处发散,反映了无耗散系统中共振增长的无限性。


6. Q Factor and Bandwidth | 品质因数与带宽

The quality factor (Q value) quantifies the sharpness of resonance. For a damped oscillator, the Q factor is defined as:

品质因数(Q 值)量化了共振峰的尖锐程度。对于阻尼振子,Q 因数定义为:

Q = 1/(2ζ) = (√(km))/c

Geometrically, Q also equals the resonant frequency divided by the half-power bandwidth Δω:

从几何角度看,Q 也等于共振频率除以半功率带宽 Δω:

Q = ω_res / Δω

where Δω is the width of the resonance curve at the points where the amplitude falls to 1/√2 times its peak value (i.e., where the power is halved). High-Q systems respond strongly at resonance but are highly selective in frequency, while low-Q systems respond over a broader range with a gentler peak.

其中 Δω 是共振曲线上振幅降至峰值的 1/√2 倍(即功率减半)处的宽度。高 Q 系统在共振时响应强烈,但对频率的选择性极强;低 Q 系统则在更宽的频率范围内响应,峰值较为平缓。


7. Transfer Function Analysis | 传递函数分析

The transfer function generalizes the frequency response to the complex Laplace domain. Replacing iω with the complex variable s, the displacement transfer function becomes:

传递函数将频率响应推广到复数拉普拉斯域。将 iω 替换为复变量 s,位移传递函数变为:

G(s) = X(s)/F(s) = 1/(m s² + c s + k)

The poles of G(s) are the roots of the characteristic equation m s² + c s + k = 0. Solving for the poles:

G(s) 的极点是特征方程 m s² + c s + k = 0 的根。求解极点:

s = −ζω₀ ± ω₀√(ζ² − 1)

For underdamped systems (ζ < 1), the poles are complex conjugates with negative real parts, confirming that the free response decays while oscillating. The imaginary part gives the damped natural frequency ω_d = ω₀√(1 − ζ²), and the real part determines the decay rate. The transfer function perspective connects the transient decay (pole locations) to the steady-state response (evaluating G at s = iω).

对于欠阻尼系统(ζ < 1),极点是具有负实部的共轭复数,证实自由响应在振荡中衰减。虚部给出阻尼固有频率 ω_d = ω₀√(1 − ζ²),实部决定衰减速率。传递函数视角将瞬态衰减(极点位置)与稳态响应(在 s = iω 处求 G 的值)联系起来。


8. Analogy with Electrical Circuits | 与电路的类比

The mechanical oscillator has a direct electrical analogue. A series RLC circuit driven by an alternating voltage V(t) = V₀ cos(ωt) obeys the equation:

机械振子与电路存在直接类比关系。由交变电压 V(t) = V₀ cos(ωt) 驱动的串联 RLC 电路满足方程:

L q″ + R q′ + q/C = V₀ cos(ωt)

Comparing with the mechanical equation, the mapping is: mass m ↔ inductance L, damping c ↔ resistance R, spring stiffness k ↔ reciprocal capacitance 1/C, displacement x ↔ charge q, and force F ↔ voltage V. The mechanical impedance Z = c + i(mω − k/ω) corresponds exactly to the electrical impedance Z = R + i(ωL − 1/(ωC)).

与力学方程对比,对应关系为:质量 m ↔ 电感 L,阻尼 c ↔ 电阻 R,弹簧劲度 k ↔ 电容倒数 1/C,位移 x ↔ 电荷 q,力 F ↔ 电压 V。力学阻抗 Z = c + i(mω − k/ω) 与电学阻抗 Z = R + i(ωL − 1/(ωC)) 完全对应。

This analogy allows engineers to analyse mechanical vibrations using circuit theory, or to simulate complex mechanical systems with electrical circuits. It also explains why terms like impedance, reactance, and transfer functions appear in both domains.

这种类比使工程师能够利用电路理论分析机械振动,或用电路模拟复杂的机械系统。它也解释了为什么阻抗、电抗和传递函数等术语在力学和电学两个领域中都会出现。


9. Energy and Power Flow | 能量与功率流

In steady state, the power delivered by the driving force is the product of force and velocity. Using phasors, the time-averaged power is:

在稳态下,驱动力输入功率等于力乘以速度。利用相量,时间平均功率为:

⟨P⟩ = ½ F₀ V₀ cos φ_v

where V₀ = ωA is the velocity amplitude and φ_v is the phase angle between force and velocity. Because force and velocity are in phase when the impedance is purely real, maximum power transfer occurs at resonance. The average dissipated power by the damper is precisely equal to the input power, so energy conservation holds over each cycle.

其中 V₀ = ωA 是速度振幅,φ_v 是力与速度之间的相角。当阻抗为纯实数时,力与速度同相,此时功率传输最大。阻尼器平均耗散功率恰好等于输入功率,因此每个周期内能量守恒成立。

The dissipated power can also be expressed as:

耗散功率也可表示为:

⟨P⟩ = ½ c V₀² = ½ c ω² A²

At resonance, the stored energy in the system oscillates between kinetic and potential forms, while the damper continuously removes energy at a rate proportional to the square of the velocity amplitude.

在共振时,系统的储能以动能和势能的形式周期性转换,而阻尼器以正比于速度振幅平方的速率持续移除能量。


10. Practical Applications | 实际应用

The phasor-impedance-transfer

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